20 Apr 2026
Dylan Ruffi Joins Carter Ledyard & Milburn LLP as Counsel in Litigation Department
"Dylan Ruffi joins Carter Ledyard & Milburn LLP as Counsel in the Litigation Department and Financial Services Sector, focusing on commercial and securities litigation and regulatory enforcement."
Ruffi most recently served as Enforcement Counsel at FINRA, where he led investigations and enforcement actions involving financial institutions and their employees. He brings his commercial litigation and government investigations practice to the Firm’s Financial Services Sector and litigation group. His practice focuses on complex commercial litigation, securities litigation, and regulatory enforcement, with an emphasis on delivering practical, strategic solutions in high-stakes disputes. He represents companies, organizations, and individuals in state and federal courts and before regulatory agencies across a range of industries, including cryptocurrency, private equity, technology, healthcare, consumer products, and nonprofits.
Prior to FINRA, Ruffi practiced as Counsel at Weil, Gotshal & Manges LLP. He clerked for the Honorable I. Leo Glasser of the U.S. District Court for the Eastern District of New York and the Honorable Peter J. Messitte of the U.S. District Court for the District of Maryland. He received his J.D., magna cum laude, from Brooklyn Law School and his B.A., summa cum laude, from New York University.